Personnel SFC Licences and HKMA Registrations (ID 22720112)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
China Sunrise Asset Management Limited	RO	Advising on securities	2025-05-27	-
	RO	Asset management	2025-05-27	-
China Sunrise Securities (International) Limited	RO	Advising on securities	2025-05-27	-
	RO	Dealing in securities	2025-05-27	-
China Sunrise Asset Management Limited	Rep	Advising on securities	2025-04-17	2025-05-27
	Rep	Asset management	2025-04-17	2025-05-27
China Sunrise Securities (International) Limited	Rep	Advising on securities	2025-04-17	2025-05-27
	Rep	Dealing in securities	2025-04-17	2025-05-27
Wonderland International Asset Management Limited	RO	Advising on securities	2024-10-10	2025-03-07
	RO	Asset management	2024-10-10	2025-03-07
	RO	Dealing in securities	2024-10-10	2025-03-07

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.