| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| ORIENT FUTURES (HONG KONG) LIMITED | RO | Dealing in futures contracts | 2024-02-14 | - |
| ORIENT SECURITIES (HONG KONG) LIMITED | RO | Advising on securities | 2024-02-14 | - |
| RO | Dealing in securities | 2024-02-14 | - | |
| ORIENT FUTURES (HONG KONG) LIMITED | Rep | Dealing in futures contracts | 2024-02-01 | 2024-02-14 |
| ORIENT SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2024-02-01 | 2024-02-14 |
| Rep | Dealing in securities | 2024-02-01 | 2024-02-14 | |
| Guosen Securities (HK) Brokerage Company, Limited | RO | Advising on futures contracts | 2019-02-28 | 2023-12-19 |
| RO | Advising on securities | 2019-02-28 | 2023-12-19 | |
| RO | Dealing in futures contracts | 2019-02-28 | 2023-12-19 | |
| RO | Dealing in securities | 2019-02-28 | 2023-12-19 | |
| Rep | Advising on futures contracts | 2014-05-22 | 2019-02-28 | |
| Rep | Advising on securities | 2014-05-22 | 2019-02-28 | |
| Rep | Dealing in futures contracts | 2014-05-22 | 2019-02-28 | |
| Rep | Dealing in securities | 2014-05-22 | 2019-02-28 |
No HKMA registrations in the collected records.