Personnel Hong Kong SFC License Details (ID 2272029)

Personnel Hong Kong SFC License Details (ID 2272029)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ORIENT FUTURES (HONG KONG) LIMITED	RO	Dealing in futures contracts	2024-02-14	-
ORIENT SECURITIES (HONG KONG) LIMITED	RO	Advising on securities	2024-02-14	-
	RO	Dealing in securities	2024-02-14	-
ORIENT FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2024-02-01	2024-02-14
ORIENT SECURITIES (HONG KONG) LIMITED	Rep	Advising on securities	2024-02-01	2024-02-14
	Rep	Dealing in securities	2024-02-01	2024-02-14
Guosen Securities (HK) Brokerage Company, Limited	RO	Advising on futures contracts	2019-02-28	2023-12-19
	RO	Advising on securities	2019-02-28	2023-12-19
	RO	Dealing in futures contracts	2019-02-28	2023-12-19
	RO	Dealing in securities	2019-02-28	2023-12-19
	Rep	Advising on futures contracts	2014-05-22	2019-02-28
	Rep	Advising on securities	2014-05-22	2019-02-28
	Rep	Dealing in futures contracts	2014-05-22	2019-02-28
	Rep	Dealing in securities	2014-05-22	2019-02-28