Personnel Hong Kong SFC License Details (ID 2272033)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Legg Mason Asset Management Hong Kong Limited	Rep	Dealing in securities	2019-06-12	2019-06-28
	Rep	Dealing in securities	2018-08-15	2018-08-17
	Rep	Dealing in securities	2017-09-11	2017-09-15
	Rep	Dealing in securities	2015-08-28	2015-09-05
	Rep	Dealing in securities	2014-11-17	2014-11-21
	Rep	Dealing in securities	2014-05-22	2014-05-26