Personnel Hong Kong SFC License Details (ID 2272035)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EM Asset Management Limited	RO	Advising on securities	2021-03-31	2024-07-31
	RO	Asset management	2021-03-31	2024-07-31
	Rep	Advising on securities	2021-03-16	2021-03-31
	Rep	Asset management	2021-03-16	2021-03-31
SUN GROWTH SECURITIES LIMITED	RO	Advising on securities	2020-03-03	2020-09-30
	RO	Asset management	2020-02-28	2020-09-30
Sun Growth Asset Management Limited	RO	Advising on securities	2019-10-28	2020-04-23
	RO	Asset management	2019-10-28	2020-04-23
	Rep	Advising on securities	2019-09-19	2019-10-28
	Rep	Asset management	2019-09-19	2019-10-28
Rui Asset Management Company Limited	RO	Advising on securities	2019-05-09	2019-08-27
	RO	Asset management	2019-05-09	2019-08-27
	Rep	Asset management	2019-04-23	2019-05-09
CLC ASSET MANAGEMENT LIMITED (HK)	RO	Asset management	2018-12-20	2019-04-11
	Rep	Asset management	2017-05-22	2018-12-20
QUAM ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2016-10-20	2017-04-05
	Rep	Asset management	2016-10-20	2017-04-05
IMPERIUM INTERNATIONAL SECURITIES LIMITED	Rep	Advising on securities	2016-04-01	2016-08-05
	Rep	Dealing in securities	2016-04-01	2016-08-05
MacroValue Investors Limited	Rep	Asset management	2014-05-22	2015-07-07