Personnel Hong Kong SFC License Details (ID 2272688)

Personnel Hong Kong SFC License Details (ID 2272688)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ASSET MANAGEMENT GROUP LIMITED	Rep	Advising on securities	2023-01-19	-
	Rep	Dealing in securities	2023-01-19	-
GRANSING SECURITIES CO., LIMITED	Rep	Advising on securities	2016-06-10	2019-10-08
	Rep	Dealing in securities	2016-06-10	2019-10-08
CASH Wealth Management Limited	Rep	Advising on securities	2014-06-20	2016-05-16
CELESTIAL SECURITIES LIMITED	Rep	Dealing in securities	2014-06-20	2016-05-16
OnePlatform Asset Management Limited	Rep	Dealing in securities	2014-05-23	2014-06-10