| WRise Prestige Asset Management Limited | RO | Advising on securities | 2025-11-13 | - |
| RO | Asset management | 2025-11-13 | - |
| WRise Prestige Securities Limited | RO | Dealing in securities | 2025-11-13 | - |
| WRise Prestige Asset Management Limited | Rep | Advising on securities | 2025-07-10 | 2025-11-13 |
| Rep | Asset management | 2025-07-10 | 2025-11-13 |
| WRise Prestige Securities Limited | Rep | Dealing in securities | 2025-07-10 | 2025-11-13 |
| uSmart Securities Limited | Rep | Advising on securities | 2024-12-04 | 2025-07-01 |
| Rep | Asset management | 2024-12-04 | 2025-07-01 |
| Rep | Dealing in securities | 2024-12-04 | 2025-07-01 |
| FULBRIGHT ASSET MANAGEMENT LIMITED | Rep | Asset management | 2017-11-27 | 2024-07-19 |
| FULBRIGHT FUTURES LIMITED | Rep | Advising on futures contracts | 2016-07-08 | 2024-07-19 |
| FULBRIGHT SECURITIES LIMITED | Rep | Advising on securities | 2016-07-08 | 2024-07-19 |
| FULBRIGHT FUTURES LIMITED | Rep | Dealing in futures contracts | 2016-04-18 | 2024-07-19 |
| FULBRIGHT SECURITIES LIMITED | Rep | Dealing in securities | 2016-04-18 | 2024-07-19 |
| Mason Securities Limited | Rep | Dealing in securities | 2014-05-23 | 2016-04-08 |
| ZHONG ZHENG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-05-23 | 2016-04-08 |