Personnel Hong Kong SFC License Details (ID 2272708)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED	Rep	Dealing in securities	2017-08-24	2020-03-09
	Rep	Dealing in securities	2016-04-15	2017-06-30
SOUTHWEST SECURITIES (HK) CAPITAL LIMITED	Rep	Advising on corporate finance	2016-04-15	2017-06-30
	Rep	Dealing in securities	2016-04-15	2017-06-30