Personnel SFC Licences and HKMA Registrations (ID 22731138)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ENHANCED INVESTMENT PRODUCTS LIMITED	Rep	Advising on futures contracts	2023-02-13	-
	Rep	Advising on securities	2023-02-13	-
	Rep	Asset management	2023-02-13	-
BFAM Partners (Hong Kong) Limited	Rep	Asset management	2021-02-26	2022-10-14
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in futures contracts	2019-02-04	2021-01-08
	Rep	Dealing in securities	2019-02-04	2021-01-08

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

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