Personnel Hong Kong SFC License Details (ID 2273870)

Personnel Hong Kong SFC License Details (ID 2273870)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
iFAST Global Markets (HK) Limited	Rep	Asset management	2023-04-11	-
	Rep	Advising on securities	2021-06-07	-
	Rep	Dealing in securities	2021-06-07	-
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Advising on securities	2015-04-08	2021-05-20
HSBC BROKING FOREX (ASIA) LIMITED	Rep	Leveraged foreign exchange trading	2014-07-29	2021-05-20
HSBC BROKING FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2014-06-18	2021-05-20
HSBC BROKING SECURITIES (ASIA) LIMITED	Rep	Dealing in securities	2014-05-26	2021-05-20