| UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2015-09-18 | 2015-09-25 |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2015-09-18 | 2015-09-25 |
| Rep | Dealing in securities | 2015-09-18 | 2015-09-25 |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2015-09-18 | 2015-09-25 |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2015-08-03 | 2015-08-07 |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2015-08-03 | 2015-08-07 |
| Rep | Dealing in securities | 2015-08-03 | 2015-08-07 |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2015-08-03 | 2015-08-07 |
| UBS DERIVATIVES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2014-05-27 | 2015-02-18 |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2014-05-27 | 2015-02-18 |
| Rep | Dealing in securities | 2014-05-27 | 2015-02-18 |
| UBS SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2014-05-27 | 2015-02-18 |