Personnel SFC Licences and HKMA Registrations (ID 2274513)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
WELLINGTON MANAGEMENT HONG KONG LIMITED	RO	Advising on securities	2020-08-04	-
	RO	Asset management	2020-08-04	-
	RO	Dealing in futures contracts	2020-08-04	-
	RO	Dealing in securities	2020-08-04	-
	Rep	Advising on securities	2014-05-26	2020-08-04
	Rep	Dealing in securities	2014-05-26	2020-08-04

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.