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Personnel Hong Kong SFC License Details (ID 2275101)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
CIS SECURITIES ASSET MANAGEMENT LIMITED
Rep
Dealing in securities
2016-03-08
2016-05-26
Tung Shing Securities (Brokers) Limited
Rep
Dealing in securities
2014-05-29
2015-10-06