Personnel Hong Kong SFC License Details (ID 2275761)

Personnel Hong Kong SFC License Details (ID 2275761)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SHINHAN SECURITIES ASIA LIMITED	RO	Advising on securities	2022-12-20	2025-12-18
	RO	Dealing in securities	2022-12-20	2025-12-18
	Rep	Advising on securities	2022-12-06	2022-12-20
	Rep	Dealing in securities	2022-12-06	2022-12-20
	RO	Advising on securities	2022-04-19	2022-12-06
	RO	Dealing in securities	2022-04-19	2022-12-06
	Rep	Advising on securities	2019-09-27	2022-04-19
	RO	Asset management	2019-09-27	2023-02-22
	Rep	Asset management	2019-08-19	2019-09-27
	Rep	Dealing in securities	2019-08-19	2022-04-19
Mirae Asset Securities (HK) Limited	RO	Asset management	2018-06-05	2019-05-01
	Rep	Asset management	2017-03-01	2018-06-05
	Rep	Dealing in securities	2017-03-01	2019-05-01
DAEWOO SECURITIES (HONG KONG) LIMITED	Rep	Dealing in securities	2015-12-22	2017-02-28
	Rep	Asset management	2014-05-30	2017-02-28