Personnel SFC Licences and HKMA Registrations (ID 22763470)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
APES Capital Management Limited	RO	Advising on securities	2024-12-27	-
	RO	Asset management	2024-12-27	-
	Rep	Advising on securities	2024-05-31	2024-12-27
	Rep	Asset management	2024-05-31	2024-12-27
TR Advisors Limited	Rep	Advising on securities	2022-08-08	2024-05-09
	Rep	Dealing in securities	2022-08-08	2024-05-09
	Rep	Asset management	2019-02-11	2024-05-09

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.