| Organisation | Role | Activity | From | Until |
|---|---|---|---|---|
| SMBC NIKKO SECURITIES (HONG KONG) LIMITED | RO | Advising on futures contracts | 2026-03-19 | - |
| RO | Advising on securities | 2026-03-19 | - | |
| RO | Dealing in futures contracts | 2026-03-19 | - | |
| RO | Dealing in securities | 2026-03-19 | - | |
| RO | Advising on futures contracts | 2026-03-16 | 2026-03-18 | |
| RO | Advising on securities | 2026-03-16 | 2026-03-18 | |
| RO | Dealing in futures contracts | 2026-03-16 | 2026-03-18 | |
| RO | Dealing in securities | 2026-03-16 | 2026-03-18 | |
| Rep | Dealing in securities | 2024-01-08 | 2026-03-16 | |
| UBS SECURITIES ASIA LIMITED | Rep | Dealing in futures contracts | 2014-06-03 | 2018-04-30 |
| Rep | Dealing in securities | 2014-06-03 | 2018-04-30 |
No HKMA registrations in the collected records.