Personnel Hong Kong SFC License Details (ID 22766)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Global Fortune United (Hong Kong) Limited	RO	Asset management	2022-09-20	-
Shuang Ji (Hong Kong) Securities Limited	RO	Advising on securities	2020-09-30	2022-06-23
	RO	Asset management	2019-09-26	2022-06-23
LIVEREPORT ASSET MANAGEMENT LIMITED	RO	Advising on securities	2018-06-20	2019-09-20
	RO	Asset management	2018-06-20	2019-09-20
QUASAR SECURITIES CO., LIMITED	Rep	Dealing in securities	2017-03-21	2018-02-01
QUASAR ASSET MANAGEMENT LIMITED	RO	Advising on securities	2016-11-22	2017-10-03
	RO	Asset management	2016-11-22	2017-10-03
GRANSING SECURITIES CO., LIMITED	Rep	Advising on securities	2016-04-28	2016-09-05
	Rep	Asset management	2016-04-28	2016-09-05
	Rep	Dealing in securities	2016-04-28	2016-09-05
China Sunrise Asset Management Limited	RO	Advising on securities	2014-10-09	2015-10-31
	RO	Asset management	2014-10-09	2015-10-31
	RO	Dealing in securities	2014-10-09	2015-10-31
Atlantic Asset Management Limited	RO	Advising on securities	2013-11-06	2014-05-14
	RO	Asset management	2013-11-06	2014-05-14
FORTUNE (HK) SECURITIES LIMITED	RO	Dealing in securities	2012-06-18	2013-10-21
Fortune Asset Management Limited (HK)	RO	Advising on securities	2010-10-27	2013-10-21
	RO	Asset management	2010-10-27	2013-10-21
	Rep	Advising on securities	2010-10-05	2010-10-27
	Rep	Asset management	2010-10-05	2010-10-27
Ark Securities (Hong Kong) Limited	Rep	Advising on securities	2010-05-27	2010-10-03
	Rep	Asset management	2010-04-01	2010-10-03
	Rep	Dealing in securities	2010-04-01	2010-10-03
ALTRUIST FINANCIAL GROUP LIMITED	RO	Asset management	2007-07-27	2009-12-31
	Rep	Asset management	2007-04-27	2007-07-27
	RO	Advising on securities	2007-04-27	2009-12-31
	Rep	Advising on securities	2007-04-10	2007-04-27
SSC MANDARIN FINANCIAL SERVICES LIMITED	RO	Advising on corporate finance	2004-02-06	2007-03-06
	RO	Advising on securities	2003-04-01	2007-03-06