Personnel Hong Kong SFC License Details (ID 2276990)

Personnel Hong Kong SFC License Details (ID 2276990)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Hash Blockchain Limited	RO	Providing automated trading services	2024-02-20	2025-03-18
	RO	Dealing in securities	2024-02-20	2025-03-18
	Rep	Providing automated trading services	2023-11-20	2024-02-20
	Rep	Dealing in securities	2023-11-20	2024-02-20
Virtu ITG Hong Kong Limited	Rep	Providing automated trading services	2022-10-13	2023-07-21
	Rep	Dealing in securities	2022-10-13	2023-07-21
OSL DIGITAL SECURITIES LIMITED OSL	Rep	Providing automated trading services	2021-10-04	2022-08-31
	Rep	Dealing in securities	2021-10-04	2022-08-31
Credit Suisse (Hong Kong) Limited	Rep	Dealing in futures contracts	2017-08-22	2021-06-18
	Rep	Dealing in securities	2017-08-22	2021-06-18
Credit Suisse Securities (Hong Kong) Limited	Rep	Providing automated trading services	2017-08-22	2021-06-18
	Rep	Dealing in securities	2017-08-22	2021-06-18
MACQUARIE CAPITAL LIMITED	Rep	Providing automated trading services	2017-07-17	2017-07-20
	Rep	Dealing in securities	2017-07-17	2017-07-20
	Rep	Providing automated trading services	2016-04-15	2017-06-23
	Rep	Dealing in securities	2016-04-15	2017-06-23
BARCLAYS CAPITAL ASIA LIMITED	Rep	Dealing in securities	2015-09-22	2016-02-24
CGS International Securities Hong Kong Limited	Rep	Dealing in securities	2014-06-04	2015-08-26