Personnel Hong Kong SFC License Details (ID 2279436)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SINOPAC SECURITIES (ASIA) LIMITED	Rep	Asset management	2023-01-19	2023-09-01
	Rep	Advising on securities	2022-12-15	2023-09-01
	Rep	Dealing in securities	2022-12-15	2023-09-01
KGI ASIA LIMITED	Rep	Advising on securities	2017-10-03	2022-11-30
	Rep	Dealing in securities	2017-10-03	2022-11-30
	Rep	Advising on securities	2014-06-10	2017-10-02
	Rep	Dealing in securities	2014-06-10	2017-10-02