Personnel Hong Kong SFC License Details (ID 2279442)

Personnel Hong Kong SFC License Details (ID 2279442)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	RO	Advising on securities	2021-08-24	2025-06-05
	RO	Dealing in futures contracts	2021-08-24	2025-06-05
	RO	Dealing in securities	2021-08-24	2025-06-05
	Rep	Dealing in futures contracts	2016-08-01	2021-08-24
	Rep	Dealing in securities	2016-08-01	2021-08-24
UBS SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2015-09-18	2015-10-21
	Rep	Dealing in securities	2015-09-18	2015-10-21
	Rep	Dealing in futures contracts	2014-11-27	2014-12-05
	Rep	Dealing in securities	2014-11-27	2014-12-05
	Rep	Dealing in futures contracts	2014-06-10	2014-06-14
	Rep	Dealing in securities	2014-06-10	2014-06-14