Personnel SFC Licences and HKMA Registrations (ID 22798796)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Vontobel (Hong Kong) Limited	Rep	Dealing in securities	2022-07-20	-
	Rep	Advising on securities	2022-06-13	-
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2019-02-19	2022-05-06

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.