Personnel Hong Kong SFC License Details (ID 2279985)

Personnel Hong Kong SFC License Details (ID 2279985)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Huatai (Hong Kong) Futures Limited	RO	Dealing in securities	2023-01-09	2026-08-07
	RO	Advising on futures contracts	2022-07-21	2026-08-07
	RO	Dealing in futures contracts	2022-07-21	2026-08-07
	Rep	Advising on futures contracts	2022-06-20	2022-07-21
	Rep	Dealing in futures contracts	2022-06-20	2022-07-21
XIN YONGAN INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED	Rep	Advising on securities	2019-02-18	2022-04-29
	Rep	Asset management	2019-02-18	2022-04-29
XIN YONGAN INTERNATIONAL SECURITIES COMPANY LIMITED	Rep	Dealing in securities	2018-11-20	2022-04-29
CHINA XIN YONGAN FUTURES COMPANY LIMITED	RO	Advising on futures contracts	2015-12-08	2022-04-29
	RO	Dealing in futures contracts	2015-12-08	2022-04-29
	Rep	Advising on futures contracts	2014-08-15	2015-12-08
	Rep	Dealing in futures contracts	2014-06-11	2015-12-08