Personnel Hong Kong SFC License Details (ID 2279988)

Personnel Hong Kong SFC License Details (ID 2279988)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED	Rep	Advising on securities	2022-08-02	-
	Rep	Dealing in securities	2022-08-02	-
ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2018-10-11	2022-07-15
	Rep	Dealing in securities	2018-10-11	2022-07-15
CIFM Asset Management (Hong Kong) Limited	Rep	Advising on securities	2018-03-15	2018-09-01
	Rep	Dealing in securities	2018-03-15	2018-09-01
	Rep	Advising on securities	2015-06-15	2016-11-07
	Rep	Asset management	2015-06-15	2016-11-07
	Rep	Dealing in securities	2015-06-15	2016-11-07
JPMorgan Asset Management (Asia Pacific) Limited	Rep	Advising on securities	2014-06-11	2015-05-30
	Rep	Asset management	2014-06-11	2015-05-30
JPMorgan Funds (Asia) Limited	Rep	Advising on securities	2014-06-11	2015-05-30
	Rep	Asset management	2014-06-11	2015-05-30
	Rep	Dealing in securities	2014-06-11	2015-05-30