Personnel Hong Kong SFC License Details (ID 22814362)

Personnel Hong Kong SFC License Details (ID 22814362)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC INTERNATIONAL CAPITAL LIMITED	RO	Advising on securities	2022-12-20	-
	RO	Advising on corporate finance	2019-09-03	-
	RO	Dealing in securities	2019-09-03	-
ICBC INTERNATIONAL SECURITIES LIMITED	RO	Dealing in securities	2019-09-03	-
ICBC INTERNATIONAL CAPITAL LIMITED	Rep	Advising on corporate finance	2019-02-22	2019-09-03
	Rep	Dealing in securities	2019-02-22	2019-09-03
	Rep	Advising on securities	2019-02-22	2022-12-20
ICBC INTERNATIONAL SECURITIES LIMITED	Rep	Dealing in securities	2019-02-22	2019-09-03