Personnel Hong Kong SFC License Details (ID 22815456)

Personnel Hong Kong SFC License Details (ID 22815456)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DL SECURITIES (HK) LIMITED	Rep	Advising on securities	2021-01-11	2022-07-31
	Rep	Dealing in securities	2021-01-11	2022-07-31
First Prosperous Asset Management Company Limited	Rep	Advising on securities	2020-05-12	2021-01-04
	Rep	Asset management	2020-05-12	2021-01-04
First Prosperous Capital Company Limited	Rep	Advising on corporate finance	2020-05-12	2021-01-04
	Rep	Dealing in securities	2020-05-12	2021-01-04
CENTRAL WEALTH FUTURES LIMITED	Rep	Advising on futures contracts	2019-05-20	2020-03-26
	Rep	Dealing in futures contracts	2019-05-20	2020-03-26
CENTRAL WEALTH SECURITIES INVESTMENT LIMITED	Rep	Dealing in securities	2019-05-20	2020-03-26
CENTRAL WEALTH ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2019-02-25	2020-03-26
	Rep	Asset management	2019-02-25	2020-03-26