Personnel SFC Licences and HKMA Registrations (ID 22815471)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
UOB KAY HIAN (HONG KONG) LIMITED	Rep	Dealing in securities	2020-10-09	-
UOB KAY HIAN FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2020-10-09	-
I-ACCESS INVESTORS LIMITED	Rep	Dealing in futures contracts	2019-02-25	2020-09-24
	Rep	Dealing in securities	2019-02-25	2020-09-24

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.