Personnel Hong Kong SFC License Details (ID 2281843)

Personnel Hong Kong SFC License Details (ID 2281843)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
INVESCO ASSET MANAGEMENT ASIA LIMITED	Rep	Dealing in securities	2014-08-05	2015-01-27
INVESCO HONG KONG LIMITED (TRADING AS INVESCO ASIA PACIFIC)	Rep	Advising on securities	2014-08-05	2015-01-27
	Rep	Dealing in securities	2014-08-05	2015-01-27
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2014-06-16	2014-07-23
	Rep	Asset management	2014-06-16	2014-07-23
	Rep	Dealing in securities	2014-06-16	2014-07-23
HSBC Global Asset Management Holdings (Bahamas) Limited	Rep	Advising on securities	2014-06-16	2014-07-23
	Rep	Asset management	2014-06-16	2014-07-23
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2014-06-16	2014-07-23
	Rep	Asset management	2014-06-16	2014-07-23
	Rep	Dealing in securities	2014-06-16	2014-07-23