Personnel Hong Kong SFC License Details (ID 2281849)

Personnel Hong Kong SFC License Details (ID 2281849)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Shangding International Asset Management Company Limited	RO	Asset management	2019-04-18	2020-02-18
Standard Chartered Securities (Hong Kong) Limited	RO	Advising on futures contracts	2016-08-03	2018-08-29
	RO	Advising on securities	2016-08-03	2018-08-29
	RO	Dealing in futures contracts	2016-08-03	2018-08-29
	RO	Dealing in securities	2016-08-03	2018-08-29
	Rep	Advising on futures contracts	2014-06-16	2016-08-03
	Rep	Advising on securities	2014-06-16	2016-08-03
	Rep	Dealing in futures contracts	2014-06-16	2016-08-03
	Rep	Dealing in securities	2014-06-16	2016-08-03