Personnel Hong Kong SFC License Details (ID 2282410)

Personnel Hong Kong SFC License Details (ID 2282410)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
SDHG International Asset Management Limited	RO	Advising on securities	2020-09-30	2022-02-12
	RO	Asset management	2020-09-30	2022-02-12
	Rep	Advising on securities	2020-08-10	2020-09-30
	Rep	Asset management	2020-08-10	2020-09-30
Sino-Ocean Investment Management Limited	RO	Advising on securities	2020-04-21	2020-07-20
	RO	Asset management	2020-04-21	2020-07-20
XinKong International Securities Limited	Rep	Dealing in securities	2017-10-13	2018-05-09
XinKong International Asset Management Limited	RO	Asset management	2017-08-10	2018-05-09
XinKong International Securities Limited	Rep	Advising on securities	2017-08-10	2018-05-09
XinKong International Asset Management Limited	Rep	Asset management	2016-05-27	2017-08-10
SDIC SECURITIES ASSET MANAGEMENT (HONG KONG) LIMITED	Rep	Advising on securities	2015-05-06	2016-02-14
	Rep	Asset management	2015-05-06	2016-02-14
HSZ (HONG KONG) LIMITED	Rep	Advising on securities	2014-06-17	2015-04-21
	Rep	Asset management	2014-06-17	2015-04-21