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Kwok, Raymond (SFC:AUT715) Hong Kong SFC License Details (ID 2282447)
Kwok, Raymond (SFC:AUT715)
SFC ID:
AUT715
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
SPARX Asia Investment Advisors Limited
RO
Advising on securities
2014-06-18
2014-12-31
RO
Asset management
2014-06-18
2014-12-31