Wang, Shiyan (SFC:BDP424) 王士彥

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Aspoon Capital Limited	RO	Asset management	2021-11-01	-
	Rep	Asset management	2021-05-28	2021-11-01
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2019-03-08	2021-04-15
UBS SECURITIES ASIA LIMITED	Rep	Advising on securities	2018-09-14	2018-12-17
	Rep	Advising on securities	2018-08-06	2018-08-10
	Rep	Advising on securities	2018-06-01	2018-06-05
	Rep	Advising on securities	2018-05-15	2018-05-18
	Rep	Advising on securities	2018-01-18	2018-01-24
	Rep	Advising on securities	2017-06-23	2017-06-27
	Rep	Advising on securities	2017-06-05	2017-06-09
	Rep	Advising on securities	2017-03-09	2017-03-20
	Rep	Advising on securities	2016-12-06	2016-12-09
	Rep	Advising on securities	2016-06-08	2016-06-15
CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED	Rep	Advising on securities	2014-06-19	2015-05-15
	Rep	Dealing in securities	2014-06-19	2015-05-15

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.