Lu, Yang (SFC:BOD373) 陸楊

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Dragonstone Capital Management Limited	Rep	Asset management	2021-06-07	-
	Rep	Advising on securities	2021-05-18	-
	Rep	Dealing in securities	2021-05-18	-
Quam Securities Limited	Rep	Advising on securities	2019-02-28	2021-03-10
	Rep	Dealing in securities	2019-02-28	2021-03-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Dragonstone Capital Management Limited	Rep	Asset management	2021-06-07	-
	Rep	Advising on securities	2021-05-18	-
	Rep	Dealing in securities	2021-05-18	-
Quam Securities Limited	Rep	Advising on securities	2019-02-28	2021-03-10
	Rep	Dealing in securities	2019-02-28	2021-03-10

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.