Personnel SFC Licences and HKMA Registrations (ID 2284191)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Huafu International Securities Limited	RO	Advising on securities	2026-02-04	-
	RO	Dealing in securities	2026-02-04	-
	Rep	Advising on securities	2025-12-12	2026-02-04
	Rep	Dealing in securities	2025-12-12	2026-02-04
ZHONGTAI INTERNATIONAL FUTURES LIMITED	Rep	Dealing in futures contracts	2024-12-20	2025-09-25
ZHONGTAI INTERNATIONAL SECURITIES LIMITED	RO	Advising on securities	2024-09-25	2025-09-25
	RO	Dealing in securities	2024-09-25	2025-09-25
	Rep	Advising on securities	2021-10-29	2024-09-25
	Rep	Dealing in securities	2021-10-29	2024-09-25
BOCOM International Asset Management Limited	Rep	Asset management	2016-06-21	2017-11-30
	Rep	Advising on securities	2014-06-20	2017-11-30
	Rep	Dealing in securities	2014-06-20	2017-11-30

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.