Personnel Hong Kong SFC License Details (ID 2284827)

Personnel Hong Kong SFC License Details (ID 2284827)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HANSUI CAPITAL COMPANY LIMITED	RO	Advising on securities	2022-06-21	-
	RO	Asset management	2022-06-21	-
Canfield Securities Company Limited	RO	Advising on securities	2019-12-24	2022-06-15
	RO	Asset management	2019-12-24	2022-06-15
	Rep	Advising on securities	2019-11-14	2019-12-24
	Rep	Asset management	2019-11-14	2019-12-24
China Orient International Asset Management Limited	RO	Advising on securities	2018-06-19	2019-06-18
	RO	Asset management	2018-06-19	2019-06-18
	Rep	Advising on securities	2017-03-28	2018-06-19
	Rep	Asset management	2017-03-28	2018-06-19
DONGXING SECURITIES (HONG KONG) COMPANY LIMITED	Rep	Advising on corporate finance	2014-06-23	2014-12-23