Personnel Hong Kong SFC License Details (ID 2284831)

Personnel Hong Kong SFC License Details (ID 2284831)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
KGI FUTURES (HONG KONG) LIMITED	Rep	Dealing in futures contracts	2025-05-15	-
KGI ASIA LIMITED	Rep	Advising on securities	2025-03-18	-
	Rep	Dealing in securities	2025-03-18	-
ARK GROUP HOLDINGS (HONG KONG) LIMITED	Rep	Advising on securities	2023-12-29	2025-01-17
	Rep	Dealing in securities	2023-12-29	2025-01-17
HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED	Rep	Asset management	2021-12-17	2022-03-15
	Rep	Advising on securities	2021-12-17	2023-10-31
	Rep	Dealing in futures contracts	2021-12-17	2023-10-31
	Rep	Dealing in securities	2021-12-17	2023-10-31
OnePlatform Asset Management Limited	Rep	Asset management	2014-09-29	2017-03-25
	Rep	Dealing in securities	2014-06-23	2017-03-25