Personnel Hong Kong SFC License Details (ID 2284835)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Morgan Stanley Asia Limited	Rep	Dealing in securities	2016-06-27	2017-09-15
Morgan Stanley Hong Kong Securities Limited	Rep	Dealing in futures contracts	2016-06-27	2017-09-15
GOLDMAN SACHS (ASIA) L.L.C.	Rep	Dealing in securities	2014-06-23	2016-04-12
GOLDMAN SACHS FUTURES (ASIA) LIMITED	Rep	Dealing in futures contracts	2014-06-23	2016-04-12