Personnel Hong Kong SFC License Details (ID 22850528)

Personnel Hong Kong SFC License Details (ID 22850528)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EXIO Limited	RO	Providing automated trading services	2024-12-18	2025-10-17
	RO	Dealing in securities	2024-12-18	2025-10-17
TULLETT PREBON (HONG KONG) LIMITED	RO	Providing automated trading services	2020-10-28	2023-06-21
	RO	Dealing in securities	2020-10-28	2023-06-21
	Rep	Providing automated trading services	2020-02-17	2020-10-28
	Rep	Dealing in securities	2020-02-17	2020-10-28
	RO	Providing automated trading services	2019-06-19	2020-02-17
	RO	Dealing in securities	2019-06-19	2020-02-17
	Rep	Providing automated trading services	2019-03-04	2019-06-19
	Rep	Dealing in securities	2019-03-04	2019-06-19