Personnel Hong Kong SFC License Details (ID 2285387)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EASTSPRING INVESTMENTS (HONG KONG) LIMITED (TRADING AS EASTSPRING INVESTMENTS)	Rep	Advising on securities	2025-05-27	-
	Rep	Advising on securities	2025-05-06	2025-05-07
	Rep	Advising on securities	2025-04-14	2025-04-16
	Rep	Advising on securities	2025-03-24	2025-03-26
	Rep	Advising on securities	2025-01-20	2025-01-24
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2023-11-23	2023-11-30
	Rep	Dealing in securities	2023-11-23	2023-11-30
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2023-11-23	2023-11-30
	Rep	Dealing in securities	2023-11-23	2023-11-30
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2023-09-14	2023-09-20
	Rep	Dealing in securities	2023-09-14	2023-09-20
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2023-09-14	2023-09-20
	Rep	Dealing in securities	2023-09-14	2023-09-20
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2019-11-15	2019-11-21
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2019-11-15	2019-11-21
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2019-07-15	2019-07-26
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2019-07-15	2019-07-26
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2019-05-06	2019-05-17
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2019-05-06	2019-05-17
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2019-01-03	2019-01-11
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2019-01-03	2019-01-11
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2018-07-30	2018-08-08
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2018-07-30	2018-08-08
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2018-03-12	2018-03-24
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2018-03-12	2018-03-24
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2016-10-04	2016-10-09
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2016-10-04	2016-10-09
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2015-06-09	2015-06-12
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2015-06-09	2015-06-12
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2014-09-19	2014-09-26
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2014-09-19	2014-09-26
HSBC Global Asset Management (Hong Kong) Limited	Rep	Dealing in securities	2014-06-24	2014-07-08
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2014-06-24	2014-07-08