Personnel Hong Kong SFC License Details (ID 2285396)

Personnel Hong Kong SFC License Details (ID 2285396)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
QUAM ASSET MANAGEMENT LIMITED	RO	Advising on securities	2023-08-04	-
	RO	Asset management	2023-08-04	-
	RO	Dealing in securities	2023-08-04	-
Quam Securities Limited	RO	Advising on securities	2023-08-04	-
	RO	Asset management	2023-08-04	-
	RO	Dealing in securities	2023-08-04	-
QUAM ASSET MANAGEMENT LIMITED	Rep	Advising on securities	2023-04-06	2023-08-04
	Rep	Asset management	2023-04-06	2023-08-04
	Rep	Dealing in securities	2023-04-06	2023-08-04
Quam Securities Limited	Rep	Advising on securities	2023-04-06	2023-08-04
	Rep	Asset management	2023-04-06	2023-08-04
	Rep	Dealing in securities	2023-04-06	2023-08-04
Crosby Securities Limited	Rep	Asset management	2022-06-20	2023-02-28
	Rep	Advising on securities	2022-01-03	2023-02-28
	Rep	Dealing in securities	2022-01-03	2023-02-28
VONTOBEL WEALTH MANAGEMENT (HONG KONG) LIMITED	RO	Advising on securities	2014-10-24	2018-02-13
	RO	Dealing in securities	2014-10-24	2018-02-13
	Rep	Advising on securities	2014-06-24	2014-10-24
	Rep	Dealing in securities	2014-06-24	2014-10-24