Personnel SFC Licences and HKMA Registrations (ID 22857634)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
CITIC CFI Securities Company Limited	Rep	Dealing in securities	2022-12-07	-
CITIC Futures International Company Limited	Rep	Dealing in futures contracts	2022-12-07	-
BOCOM International Securities Limited	Rep	Advising on futures contracts	2021-01-12	2022-11-25
	Rep	Dealing in securities	2021-01-12	2022-11-25
	Rep	Dealing in futures contracts	2020-12-18	2022-11-25
Huatai (Hong Kong) Futures Limited	Rep	Dealing in futures contracts	2019-03-05	2020-12-01

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.