Personnel Hong Kong SFC License Details (ID 2286654)

Personnel Hong Kong SFC License Details (ID 2286654)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
DELTA ASIA SECURITIES LIMITED	Rep	Dealing in securities	2021-06-16	2021-08-11
Quam Securities Limited	Rep	Asset management	2019-04-23	2019-05-24
	Rep	Dealing in securities	2019-04-23	2019-05-24
Glory Sun Securities Limited	Rep	Advising on securities	2018-11-27	2019-03-25
	Rep	Asset management	2018-11-27	2019-03-25
	Rep	Dealing in securities	2018-11-27	2019-03-25
BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED	Rep	Dealing in futures contracts	2014-06-26	2015-08-19
BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED	Rep	Dealing in securities	2014-06-26	2015-08-19