Personnel Hong Kong SFC License Details (ID 22868104)

Personnel Hong Kong SFC License Details (ID 22868104)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2023-07-26	2023-08-11
	Rep	Dealing in securities	2023-07-26	2023-08-11
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Advising on securities	2023-07-26	2023-08-11
	Rep	Dealing in securities	2023-07-26	2023-08-11
HSBC Global Asset Management (Hong Kong) Limited	Rep	Advising on securities	2019-03-07	2022-07-29
	Rep	Asset management	2019-03-07	2022-07-29
	Rep	Dealing in securities	2019-03-07	2022-07-29
HSBC INVESTMENT FUNDS (HONG KONG) LIMITED	Rep	Dealing in securities	2019-03-07	2022-07-29