| SHENG YUAN SECURITIES LIMITED | RO | Advising on securities | 2026-01-15 | - |
| RO | Dealing in securities | 2026-01-15 | - |
| SHENG YUAN ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2025-12-17 | - |
| RO | Asset management | 2025-12-17 | - |
| Rep | Advising on securities | 2025-10-20 | 2025-12-17 |
| Rep | Asset management | 2025-10-20 | 2025-12-17 |
| Sunshine Asset Management (HK) Limited | RO | Advising on securities | 2024-11-06 | 2025-09-19 |
| RO | Asset management | 2024-11-06 | 2025-09-19 |
| Rep | Advising on securities | 2024-09-11 | 2024-11-06 |
| Rep | Asset management | 2024-09-11 | 2024-11-06 |
| BOCOM International Asset Management Limited | RO | Advising on securities | 2024-05-03 | 2024-06-28 |
| RO | Dealing in securities | 2024-05-03 | 2024-06-28 |
| Rep | Advising on securities | 2022-01-05 | 2024-05-03 |
| Rep | Dealing in securities | 2022-01-05 | 2024-05-03 |
| Rep | Asset management | 2022-01-05 | 2024-06-28 |
| BOCOM International Securities Limited | Rep | Advising on securities | 2019-05-22 | 2021-07-02 |
| Rep | Dealing in securities | 2019-05-22 | 2024-05-24 |
| BOCOM International (Asia) Limited | RO | Advising on corporate finance | 2017-11-16 | 2021-05-12 |
| Rep | Advising on corporate finance | 2014-06-27 | 2017-11-16 |
| Rep | Dealing in securities | 2014-06-27 | 2021-05-12 |