Personnel SFC Licences and HKMA Registrations (ID 22875010)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Mirae Asset Securities (HK) Limited	RO	Advising on corporate finance	2026-06-10	-
	RO	Dealing in securities	2026-06-10	-
	Rep	Advising on securities	2025-10-02	-
	Rep	Advising on corporate finance	2025-10-02	2026-06-10
	Rep	Dealing in securities	2025-10-02	2026-06-10
Credit Suisse (Hong Kong) Limited	Rep	Advising on securities	2021-06-16	2023-08-07
	Rep	Advising on corporate finance	2021-05-24	2023-08-07
	Rep	Dealing in securities	2021-05-24	2023-08-07
MACQUARIE CAPITAL LIMITED	Rep	Advising on corporate finance	2020-11-20	2021-01-19
	Rep	Dealing in securities	2020-11-20	2021-01-19
CHINA MERCHANTS SECURITIES (HK) CO., LIMITED	Rep	Advising on corporate finance	2019-03-08	2020-11-03
	Rep	Dealing in securities	2019-03-08	2020-11-03

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.