Personnel Hong Kong SFC License Details (ID 2288367)

Personnel Hong Kong SFC License Details (ID 2288367)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
Citigroup Global Markets Asia Limited	Rep	Dealing in futures contracts	2022-09-02	2023-01-07
	Rep	Dealing in securities	2022-09-02	2023-01-07
Dymon Asia Capital (HK) Limited	Rep	Asset management	2021-05-03	2022-02-28
Morgan Stanley Asia Limited	Rep	Dealing in securities	2018-05-21	2021-02-10
Morgan Stanley Hong Kong Securities Limited	Rep	Providing automated trading services	2018-05-21	2021-02-10
	Rep	Dealing in futures contracts	2018-05-21	2021-02-10
	Rep	Dealing in securities	2018-05-21	2021-02-10
J.P. MORGAN BROKING (HONG KONG) LIMITED	Rep	Advising on futures contracts	2017-08-24	2018-04-11
	Rep	Advising on securities	2017-08-24	2018-04-11
	Rep	Dealing in futures contracts	2017-08-24	2018-04-11
	Rep	Dealing in securities	2017-08-24	2018-04-11
DEUTSCHE SECURITIES ASIA LIMITED	Rep	Dealing in futures contracts	2014-07-02	2017-07-18
	Rep	Dealing in securities	2014-07-02	2017-07-18