Personnel Hong Kong SFC License Details (ID 2288373)

Personnel Hong Kong SFC License Details (ID 2288373)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
GLP HK Investment Management Limited	Rep	Advising on securities	2025-02-19	2025-07-02
	Rep	Dealing in securities	2025-02-19	2025-07-02
M3 Capital Partners (HK) Limited	Rep	Advising on securities	2020-07-16	2025-01-31
	Rep	Dealing in securities	2020-06-15	2025-01-31
MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED	Rep	Dealing in securities	2017-09-06	2020-04-30
MACQUARIE CAPITAL LIMITED	Rep	Dealing in securities	2016-04-20	2017-09-05
J.P. MORGAN SECURITIES (FAR EAST) LIMITED	Rep	Advising on corporate finance	2014-07-02	2015-12-21
	Rep	Advising on securities	2014-07-02	2015-12-21
	Rep	Dealing in securities	2014-07-02	2015-12-21