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Yim, David Sau King 嚴守敬 Hong Kong SFC License Details (ID 2288383)
Yim, David Sau King 嚴守敬
SFC ID:
BDJ959
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
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Organisation
Role
Activity
From
Until
Credit Agricole Securities (Asia) Limited
RO
Advising on securities
2014-07-02
2015-08-13
RO
Dealing in securities
2014-07-02
2015-08-13