Personnel Hong Kong SFC License Details (ID 22890633)

Personnel Hong Kong SFC License Details (ID 22890633)

Key Data SFC Licenses Public Disciplinary Actions

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
ICBC UBS Asset Management (International) Company Limited	Rep	Dealing in securities	2022-12-22	2026-08-25
	Rep	Advising on securities	2022-10-26	2026-08-25
	Rep	Asset management	2022-10-26	2026-08-25
Sino-Ocean Investment Management Limited	Rep	Advising on securities	2021-07-28	2022-10-01
	Rep	Asset management	2021-07-28	2022-10-01
ICBC UBS Asset Management (International) Company Limited	Rep	Advising on securities	2019-03-12	2021-05-24
	Rep	Asset management	2019-03-12	2021-05-24
	Rep	Dealing in securities	2019-03-12	2021-05-24