| CITIC Securities Brokerage (HK) Limited | RO | Advising on securities | 2025-12-08 | - |
| RO | Dealing in securities | 2025-12-08 | - |
| CITIC Securities Futures (HK) Limited | RO | Dealing in futures contracts | 2025-12-08 | - |
| CITIC Securities Brokerage (HK) Limited | Rep | Advising on securities | 2025-08-25 | 2025-12-08 |
| Rep | Dealing in securities | 2025-08-25 | 2025-12-08 |
| CITIC Securities Futures (HK) Limited | Rep | Dealing in futures contracts | 2025-08-25 | 2025-12-08 |
| China Securities (International) Brokerage Company Limited | RO | Advising on futures contracts | 2020-10-09 | 2025-07-31 |
| RO | Advising on securities | 2020-10-09 | 2025-07-31 |
| RO | Dealing in futures contracts | 2020-10-09 | 2025-07-31 |
| RO | Dealing in securities | 2018-09-20 | 2025-07-31 |
| China Securities (International) Asset Management Company Limited | Rep | Asset management | 2017-05-29 | 2025-07-31 |
| China Securities (International) Brokerage Company Limited | Rep | Dealing in securities | 2017-05-29 | 2018-09-20 |
| Rep | Dealing in futures contracts | 2017-05-29 | 2020-10-09 |
| China Securities (International) Asset Management Company Limited | Rep | Asset management | 2017-01-10 | 2017-04-14 |
| China Securities (International) Brokerage Company Limited | Rep | Dealing in futures contracts | 2015-04-23 | 2017-04-14 |
| Rep | Dealing in securities | 2014-07-04 | 2017-04-14 |