Personnel SFC Licences and HKMA Registrations (ID 2289809)

SFC licenses

A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.

Show old organisation names

Current only

Organisation	Role	Activity	From	Until
EG Asset Limited	RO	Asset management	2025-01-20	-
	RO	Advising on securities	2019-11-05	-
	RO	Dealing in securities	2019-11-05	-
CIS SECURITIES ASSET MANAGEMENT LIMITED	Rep	Dealing in securities	2017-01-12	2018-06-25
OnePlatform Asset Management Limited	Rep	Dealing in securities	2014-07-04	2016-12-11

HKMA registrations

HKMA relevant-individual registrations, shown separately from SFC licences. EO means executive officer.

Current registrations only

No HKMA registrations in the collected records.