Webb-site Legacy
En
Home
Personnel Hong Kong SFC License Details (ID 22907852)
Personnel
Key Data
SFC Licenses
Public Disciplinary Actions
SFC licenses
A person without a starting date was in that role since at least 1-Apr-2003, when the current register began.
Show old organisation names
Current only
Organisation
Role
Activity
From
Until
UBS SECURITIES ASIA LIMITED
Rep
Advising on securities
2024-01-23
2024-01-26
Rep
Advising on securities
2023-01-27
2023-02-03
Merrill Lynch (Asia Pacific) Limited
Rep
Advising on securities
2019-03-15
2019-03-19